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MOOG INC. — Director's Dealing 2011
Dec 1, 2011
30876_dirs_2011-12-01_af594271-dd12-4bb9-b6b7-20a14c304f42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC (moga/mogb)
CIK: 0000067887
Period of Report: 2011-11-30
Reporting Person: AUBRECHT RICHARD A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | SAR | $41.82 | A | 20500 | Acquired | 2021-11-30 | Class A Common (20500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 112614 | Direct |
| Class A Common | 9968 | Indirect |
| Class A Common | 40077 | Indirect |
| Class B Common | 57780 | Direct |
| Class B Common | 34448 | Indirect |
| Class B Common | 3708 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to buy | $12.53 | 2012-11-26 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $19.74 | 2013-12-02 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $28.01 | 2014-11-30 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $28.94 | 2015-11-29 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $36.67 | 2016-11-28 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $42.45 | 2017-11-26 | Class A Common (20250) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500) | 20500 | Direct |
Footnotes
F1: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F2: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F3: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants, October 1, 2011.
F4: Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
F5: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F6: Option exercisable as follows: 3,696 on 11/26/07, 7,978 on 11/26/08, 7,978 on 11/26/09 and 598 on 11/26/09.
F7: Options exercisable as follows: 4,696 on 12/2/10, 5,065 on 12/1/11, 5,065 on 12/2/12 and 5,434 on 12/2/13.
F8: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F9: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F10: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.