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MOOG INC. — Director's Dealing 2011
Dec 1, 2011
30876_dirs_2011-12-01_cca42af8-80f4-438f-9e34-f87b487aa3d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC (moga/mogb)
CIK: 0000067887
Period of Report: 2011-11-30
Reporting Person: BALL LAWRENCE J (Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | SAR | $41.82 | A | 20500 | Acquired | 2021-11-30 | Class A Common (20500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 5398 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $23.88 | 2014-01-14 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500) | 20500 | Direct |
Footnotes
F1: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F2: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F3: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants, October 1, 2011.
F4: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F5: Options exercisable as follows: 4,186 on 1/14/05, 4,186 on 1/14/06, 4,186 on 1/14/07, 4,186 on 1/14/08 and 3,506 on 1/14/09.
F6: Options are exercisable as follows: 581 on 11/30/09, 3,569 on 11/30/10, 3,568 on 11/30/11, 3,568 on 11/30/12, 3,568 on 11/30/13 and 5,396 on 11/30/14.
F7: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F8: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F9: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.