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MOOG INC. — Director's Dealing 2011
Dec 1, 2011
30876_dirs_2011-12-01_ce74d0bc-b413-4a4a-a014-a35a19c770c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC (moga/mogb)
CIK: 0000067887
Period of Report: 2011-11-30
Reporting Person: Scannell John (CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | SAR | $41.82 | A | 27000 | Acquired | 2021-11-30 | Class A Common (27000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 10125 | Direct |
| Class B Common | 941 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $12.53 | 2012-11-26 | Class A Common (11250) | 11250 | Direct |
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (11250) | 11250 | Direct |
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500) | 20500 | Direct |
Footnotes
F1: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F2: SAR exercisable as follows: 9,000 on 11/30/12, 9,000 on 11/30/13 and 9,000 on 11/30/14.
F3: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants, October 1, 2011.
F4: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F5: Option exercisable as follows: 2,250 on 11/30/03, 2,250 on 11/30/04, 2,250 on 11/30/05, 2,250 on 11/30/06 and 2,250 on 11/30/07.
F6: Option exercisable as follows: 2,250 on 11/30/05, 2,250 on 11/30/06, 2,250 on 11/30/07, 2,250 on 11/30/08 and 2,250 on 11/30/09.
F7: Options exercisable as follows: 239 on 11/28/07, 1,008 on 11/28/08, 1,008 on 11/28/09, 2,727 on 11/28/10, 2,727 on 11/28/11, 2,727 on 11/28/12, 2,727 on 11/28/13, 2,727 on 11/28/14, 2,727 on 11/28/15 and 1,633 on 11/28/16.
F8: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F9: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F10: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.