MOOG INC. — Annual Report 2001

Mar 27, 2002

10-K/A 1 moog10ka1.htm FORM 10-K/A Moog 10-K/A

FORM 10-K/A1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

(Mark One)

[ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended September 29, 2001 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from __ to _____ Commission file number 1-5129

MOOG INC. (Exact Name of Registrant as Specified in its Charter)

| New York (State or other jurisdiction of incorporation) | 16-0757636 (IRS Employer Identification Number) |
| --- | --- |
| East Aurora, New York (Address of Principal Executive Offices) | 14052-0018 (Zip Code) |

Registrant's Telephone Number, Including Area Code: (716) 652-2000

Securities registered pursuant to Section 12(b) of the Act: None

Title of Each Class Class A Common Stock, $1.00 Par Value Class B Common Stock, $1.00 Par Value Name of Each Exchange on Which Registered New York Stock Exchange New York Stock Exchange

Securities registered pursuant to Section 12(g) of the Act: None

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. X

The aggregate market value of the Common Stock outstanding and held by non-affiliates (as defined in Rule 405 under the Securities Act of 1933) of the registrant, based upon the closing sale price of the Common Stock on the New York Stock Exchange on December 6, 2001 was approximately $261 million.

The number of shares of Common Stock outstanding as of the close of business on December 6, 2001 was: Class A 12,915,523; Class B 2,167,922.

The documents listed below have been incorporated by reference into this Annual Report on Form 10-K: (1) Portions of the Annual Report to Shareholders for the fiscal year ended September 29, 2001 (the "2001 Annual Report") are incorporated by reference into Part I of this Form 10-K. (2) Portions of the January 2002 Proxy Statement to Shareholders (the "2002 Proxy") are incorporated by reference into Part III of this Form 10-K.

This amendment to the registrant's Annual Report on Form 10-K for the fiscal year ended September 29, 2001 is filed to amend Item 14 to add the following exhibits:

Item 14 - Exhibits, Financial Statement Schedules and Reports on Form 8-K

1. EXHIBITS

| Exhibit No. | Exhibit
Name |
| --- | --- |
| 23 | Consent of Accountants |
| 99 | Information, Financial Statements and Exhibits
required by Form 11-K for the Moog Inc. Savings and Stock Ownership Plan |

SIGNATURE PAGE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunder duly authorized.

MOOG INC. By /s/Donald R. Fishback Donald R. Fishback, Controller

Dated: March 25, 2002

EXHIBIT INDEX

Exhibit No.	Exhibit Name
23	Consent of Accountants
99	Information, Financial Statements and Exhibits required by Form 11-K for the Moog Inc. Savings and Stock Ownership Plan