AI assistant
Sending…
MOODYS CORP /DE/ — Director's Dealing 2024
Jan 2, 2024
29895_dirs_2024-01-02_76ff3b8d-b4f2-49ad-adac-c526c7bf4cf8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-12-29
Reporting Person: Fauber Robert (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-29 | Common Stock | S | 1000 | $390.63 | Disposed | 55099 | Direct |
| 2023-12-29 | Common Stock | M | 756 | $98.01 | Acquired | 55855 | Direct |
| 2023-12-29 | Common Stock | S | 756 | $390.63 | Disposed | 55099 | Direct |
| 2023-12-29 | Common Stock | M | 790 | $80.81 | Acquired | 55889 | Direct |
| 2023-12-29 | Common Stock | S | 790 | $390.63 | Disposed | 55099 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-29 | Employee Stock Option (right to buy) | $98.01 | M | 756 | Disposed | 2025-02-11 | Common Stock (756) | Direct |
| 2023-12-29 | Employee Stock Option (right to buy) | $80.81 | M | 790 | Disposed | 2026-02-12 | Common Stock (790) | Direct |
Footnotes
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.
F3: One fourth of options vest each year beginning with the date indicated.
More from MOODYS CORP /DE/
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 16
Regulatory Filings
2026
Apr 15
Major Shareholding Notification
2026
Mar 27
Director's Dealing
2026
Mar 17
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 26