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MOODYS CORP /DE/ — Director's Dealing 2024
Jan 17, 2024
29895_dirs_2024-01-17_159e335b-b631-42bd-8a22-d521f26b76ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2024-01-16
Reporting Person: Fauber Robert (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-16 | Common Stock | S | 1000 | $376.50 | Disposed | 54099 | Direct |
| 2024-01-16 | Common Stock | M | 756 | $98.01 | Acquired | 54855 | Direct |
| 2024-01-16 | Common Stock | S | 756 | $376.50 | Disposed | 54099 | Direct |
| 2024-01-16 | Common Stock | M | 791 | $80.81 | Acquired | 54890 | Direct |
| 2024-01-16 | Common Stock | S | 791 | $376.50 | Disposed | 54099 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-16 | Employee Stock Option (right to buy) | $98.01 | M | 756 | Disposed | 2025-02-11 | Common Stock (756) | Direct |
| 2024-01-16 | Employee Stock Option (right to buy) | $80.81 | M | 791 | Disposed | 2026-02-12 | Common Stock (791) | Direct |
Footnotes
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.
F3: One fourth of options vest each year beginning with the date indicated.
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