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MOODYS CORP /DE/ Director's Dealing 2023

Feb 3, 2023

29895_dirs_2023-02-03_7203f55e-622a-49c4-928d-7ea4b8003ea0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-02-02

Reporting Person: MCDANIEL RAYMOND W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-02 Common Stock M 38454 $98.01 Acquired 105728.794 Direct
2023-02-02 Common Stock S 1217 $327.2593 Disposed 104511.794 Direct
2023-02-02 Common Stock S 4450 $328.6125 Disposed 100061.794 Direct
2023-02-02 Common Stock S 11804 $329.8055 Disposed 88257.794 Direct
2023-02-02 Common Stock S 1845 $330.5824 Disposed 86412.794 Direct
2023-02-02 Common Stock S 2300 $331.6363 Disposed 84112.794 Direct
2023-02-02 Common Stock S 1100 $332.7595 Disposed 83012.794 Direct
2023-02-02 Common Stock S 4368 $333.9872 Disposed 78644.794 Direct
2023-02-02 Common Stock S 8522 $334.6613 Disposed 70122.794 Direct
2023-02-02 Common Stock S 2848 $335.4632 Disposed 67274.794 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-02 Employee Stock Options (right to buy) $98.01 M 38454 Disposed 2025-02-11 Common Stock (38454) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8972 Indirect
Common Stock 15175 Indirect
Common Stock 24599 Indirect
Common Stock 42226 Indirect
Common Stock 33222 Indirect
Common Stock 5562 Indirect
Common Stock 5562 Indirect
Common Stock 1645 Indirect
Common Stock 2000 Indirect

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.985 to $327.900. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $328.170 to $329.165. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $329.170 to $330.140. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $330.230 to $331.220. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $331.230 to $332.120. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $332.230 to $333.130. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $333.335 to $334.330. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $334.340 to $335.335. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$$335.345 to $335.730. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F11: One fourth of options vest each year beginning with the date indicated.