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MOODYS CORP /DE/ — Director's Dealing 2023
Mar 21, 2023
29895_dirs_2023-03-21_8865bdeb-459a-48ca-81a2-70cc4eedbf15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-03-17
Reporting Person: FORLENZA VINCENT A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-17 | Common Stock | A | 16.477 | $295.41 | Acquired | 6294.07 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-17 | Phantom Stock Units (Deferred Compensation) | $ | A | 1.226 | Acquired | Common Stock (1.226) | Direct | |
| 2023-03-17 | Dividend Equivalent | $ | A | 1.619 | Acquired | Common Stock (1.619) | Direct |
Footnotes
F1: RSU deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: These units are to be settled in cash after the Reporting Person's retirement.
F5: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.
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