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MOODYS CORP /DE/ Director's Dealing 2023

Jun 12, 2023

29895_dirs_2023-06-12_475734ee-feed-4c66-871c-e867a145b45a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-06-09

Reporting Person: FORLENZA VINCENT A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-09 Common Stock A 9.579 $335.45 Acquired 6531.649 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-09 Phantom Stock Units (Deferred Compensation) $ A 1.081 Acquired Common Stock (1.081) Direct
2023-06-09 Dividend Equivalent $ A 1.952 Acquired Common Stock (1.952) Direct

Footnotes

F1: RSU deferred dividend reinvestment accrual.

F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3: The security converts to common stock on a one-for-one basis.

F4: These units are to be settled in cash after the Reporting Person's retirement.

F5: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.