MOODYS CORP /DE/ — Director's Dealing 2023

Jun 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-06-09

Reporting Person: Minaya Jose (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-09	Phantom Stock Units (Deferred Compensation)	$	A	0.679	Acquired		Common Stock (0.679)	Direct
2023-06-09	Common Stock	$	A	3.113	Acquired		Common Stock (3.113)	Direct

Footnotes

F1: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F2: The security converts to common stock on a one-for-one basis.

F3: These units are to be settled in cash after the Reporting Person's retirement.

F4: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.