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MOODYS CORP /DE/ — Director's Dealing 2023
Jun 16, 2023
29895_dirs_2023-06-16_f0e31a99-8162-4805-8d07-6e39e01539ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-06-15
Reporting Person: Fauber Robert (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-15 | Common Stock | M | 95 | $79.55 | Acquired | 65933 | Direct |
| 2023-06-15 | Common Stock | S | 95 | $350.00 | Disposed | 65838 | Direct |
| 2023-06-15 | Common Stock | M | 47 | $79.55 | Acquired | 65885 | Direct |
| 2023-06-15 | Common Stock | S | 47 | $350.00 | Disposed | 65838 | Direct |
| 2023-06-15 | Common Stock | M | 276 | $79.55 | Acquired | 66114 | Direct |
| 2023-06-15 | Common Stock | S | 276 | $341.11 | Disposed | 65838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-15 | Employee Stock Option (right to buy) | $79.55 | M | 95 | Disposed | 2024-02-12 | Common Stock (95) | Direct |
| 2023-06-15 | Employee Stock Option (right to buy) | $79.55 | M | 47 | Disposed | 2024-02-12 | Common Stock (47) | Direct |
| 2023-06-15 | Employee Stock Option (right to buy) | $79.55 | M | 276 | Disposed | 2024-02-12 | Common Stock (276) | Direct |
Footnotes
F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2: One fourth of options vest each year beginning with the date indicated.
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