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MOODYS CORP /DE/ Director's Dealing 2023

Jun 16, 2023

29895_dirs_2023-06-16_f0e31a99-8162-4805-8d07-6e39e01539ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-06-15

Reporting Person: Fauber Robert (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-15 Common Stock M 95 $79.55 Acquired 65933 Direct
2023-06-15 Common Stock S 95 $350.00 Disposed 65838 Direct
2023-06-15 Common Stock M 47 $79.55 Acquired 65885 Direct
2023-06-15 Common Stock S 47 $350.00 Disposed 65838 Direct
2023-06-15 Common Stock M 276 $79.55 Acquired 66114 Direct
2023-06-15 Common Stock S 276 $341.11 Disposed 65838 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-15 Employee Stock Option (right to buy) $79.55 M 95 Disposed 2024-02-12 Common Stock (95) Direct
2023-06-15 Employee Stock Option (right to buy) $79.55 M 47 Disposed 2024-02-12 Common Stock (47) Direct
2023-06-15 Employee Stock Option (right to buy) $79.55 M 276 Disposed 2024-02-12 Common Stock (276) Direct

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: One fourth of options vest each year beginning with the date indicated.