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MOODYS CORP /DE/ Director's Dealing 2023

Aug 8, 2023

29895_dirs_2023-08-08_18925c60-72a3-44b2-92c8-6f2537384ee3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-08-07

Reporting Person: Kaye Mark (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-07 Common Stock S 3832 $341.1006 Disposed 4447 Direct
2023-08-07 Common Stock M 1741 $173.58 Acquired 6188 Direct
2023-08-07 Common Stock S 1741 $341.2168 Disposed 4447 Direct
2023-08-07 Common Stock M 3470 $280.42 Acquired 7917 Direct
2023-08-07 Common Stock S 3470 $340.8805 Disposed 4447 Direct
2023-08-07 Common Stock M 714 $277.05 Acquired 5161 Direct
2023-08-07 Common Stock S 714 $341.04 Disposed 4447 Direct
2023-08-07 Common Stock M 3857 $276.84 Acquired 8304 Direct
2023-08-07 Common Stock S 3857 $340.8141 Disposed 4447 Direct
2023-08-07 Common Stock M 1544 $325.99 Acquired 5991 Direct
2023-08-07 Common Stock S 1544 $340.89 Disposed 4447 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-07 Employee Stock Option (right to buy) $173.58 M 1741 Disposed 2029-02-25 Common Stock (1741) Direct
2023-08-07 Employee Stock Option (right to buy) $280.42 M 3470 Disposed 2030-02-20 Common Stock (3470) Direct
2023-08-07 Employee Stock Option (right to buy) $277.05 M 714 Disposed 2030-07-01 Common Stock (714) Direct
2023-08-07 Employee Stock Option (right to buy) $276.84 M 3857 Disposed 2031-02-22 Common Stock (3857) Direct
2023-08-07 Employee Stock Option (right to buy) $325.99 M 1544 Disposed 2032-02-17 Common Stock (1544) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.