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MOODYS CORP /DE/ Director's Dealing 2023

Sep 11, 2023

29895_dirs_2023-09-11_024588d5-f11c-4ba1-952a-cfb20031cb4c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-09-08

Reporting Person: Minaya Jose (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-09-08 Phantom Stock Units (Deferred Compensation) $ A 0.85 Acquired Common Stock (0.85) Direct
2023-09-08 Dividend Equivalent $ A 3.067 Acquired Common Stock (3.067) Direct

Footnotes

F1: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2: The security converts to common stock on a one-for-one basis.

F3: These units are to be settled in cash after the Reporting Person's retirement.

F4: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.