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MOODYS CORP /DE/ — Director's Dealing 2023
Sep 11, 2023
29895_dirs_2023-09-11_f3de0ec4-9f80-4939-b50f-3ba70017ddc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-09-08
Reporting Person: FORLENZA VINCENT A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-08 | Common Stock | A | 9.44 | $341.21 | Acquired | 6541.089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-08 | Phantom Stock Units (Deferred Compensation) | $ | A | 1.06 | Acquired | Common Stock (1.06) | Direct | |
| 2023-09-08 | Dividend Equivalent | $ | A | 1.924 | Acquired | Common Stock (1.924) | Direct |
Footnotes
F1: RSU deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: The units are to be settled in cash after the Reporting Person's retirement.
F5: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.
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