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MOODYS CORP /DE/ Director's Dealing 2023

Sep 11, 2023

29895_dirs_2023-09-11_f3de0ec4-9f80-4939-b50f-3ba70017ddc2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-09-08

Reporting Person: FORLENZA VINCENT A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-08 Common Stock A 9.44 $341.21 Acquired 6541.089 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-09-08 Phantom Stock Units (Deferred Compensation) $ A 1.06 Acquired Common Stock (1.06) Direct
2023-09-08 Dividend Equivalent $ A 1.924 Acquired Common Stock (1.924) Direct

Footnotes

F1: RSU deferred dividend reinvestment accrual.

F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3: The security converts to common stock on a one-for-one basis.

F4: The units are to be settled in cash after the Reporting Person's retirement.

F5: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.