MOODYS CORP /DE/ — Director's Dealing 2023

Sep 13, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-09-05

Reporting Person: Steele Richard G (SVP - General Counsel)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	628	Direct
Common Stock	2978	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$80.81	2026-01-12	Common Stock (873)		Direct
Employee Stock Option (right to buy)	$113.34	2027-02-23	Common Stock (1506)		Direct
Employee Stock Option (right to buy)	$167.50	2028-02-16	Common Stock (888)		Direct
Employee Stock Option (right to buy)	$173.58	2029-02-25	Common Stock (974)		Direct
Employee Stock Option (right to buy)	$280.42	2030-02-20	Common Stock (727)		Direct
Employee Stock Option (right to buy)	$276.84	2031-02-22	Common Stock (730)		Direct
Employee Stock Option (right to buy)	$325.99	2032-02-17	Common Stock (713)		Direct
Employee Stock Option (right to buy)	$295.33	2033-02-21	Common Stock (634)		Direct

Footnotes

F1: The option, representing a right to purchase a total of 3,489 shares, became exercisable in four equal annual installments beginning on February 12, 2017. 2,616 of these options were previously exercised.

F2: The option, representing a right to purchase a total of 1,506 shares, became exercisable in four equal annual installments beginning on February 23, 2018.

F3: The option, representing a right to purchase a total of 888 shares, became exercisable in four equal annual installments beginning on February 16, 2019.

F4: The option, representing a right to purchase a total of 974 shares, became exercisable in four equal annual installments beginning on February 25, 2020.

F5: The option, representing a right to purchase a total of 727 shares, became exercisable in four equal annual installments beginning on February 20, 2021. The final installment will vest and become exercisable on February 20, 2024.

F6: The option, representing a right to purchase a total of 730 shares, became exercisable in four equal annual installments beginning on February 22, 2022. The final two installments will vest and become exercisable on February 22, 2024 and February 22, 2025.

F7: The option, representing a right to purchase a total of 713 shares, became exercisable in four equal annual installments beginning on February 17, 2023. The remaining three installments will vest and become exercisable on February 17, 2024, February 17, 2025 and February 17, 2026.

F8: The option will vest and become exercisable in four equal annual installments beginning on February 21, 2024.