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MOODYS CORP /DE/ Director's Dealing 2023

Nov 9, 2023

29895_dirs_2023-11-09_4826f9fc-2dc8-408d-8994-2ecd70840d5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-11-08

Reporting Person: West Michael L (President, Moody's Investors)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-08 Common Stock M 145 $167.50 Acquired 8395.997 Direct
2023-11-08 Common Stock M 782 $167.50 Acquired 9177.997 Direct
2023-11-08 Common Stock S 782 $338.41 Disposed 8395.997 Direct
2023-11-08 Common Stock M 1972 $173.58 Acquired 10367.997 Direct
2023-11-08 Common Stock S 1972 $338.37 Disposed 8395.997 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-08 Employee Stock Option (right to buy) $167.50 M 145 Disposed 2028-02-16 Common Stock (145) Direct
2023-11-08 Employee Stock Option (right to buy) $167.50 M 782 Disposed 2028-02-16 Common Stock (782) Direct
2023-11-08 Employee Stock Option (right to buy) $173.58 M 1972 Disposed 2029-02-25 Common Stock (1972) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $338.24-$338.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: One fourth of options vest each year beginning with the date indicated.