MOODYS CORP /DE/ — Director's Dealing 2023

Nov 16, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2023-11-15

Reporting Person: Fauber Robert (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-11-15	Common Stock	S	1000	$350.76	Disposed	58099	Direct
2023-11-15	Common Stock	M	756	$98.01	Acquired	58855	Direct
2023-11-15	Common Stock	S	756	$350.76	Disposed	58099	Direct
2023-11-15	Common Stock	M	790	$80.81	Acquired	58889	Direct
2023-11-15	Common Stock	S	790	$350.76	Disposed	58099	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-11-15	Employee Stock Option (right to buy)	$98.01	M	756	Disposed	2025-02-11	Common Stock (756)	Direct
2023-11-15	Employee Stock Option (right to buy)	$80.81	M	790	Disposed	2026-02-12	Common Stock (790)	Direct

Footnotes

F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

F3: One fourth of options vest each year beginning with the date indicated.