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MOODYS CORP /DE/ Director's Dealing 2022

Dec 15, 2022

29895_dirs_2022-12-15_9b784ee6-3872-4fe3-8f14-c06e46ea9f7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2022-12-14

Reporting Person: Minaya Jose (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-14 Phantom Stock Units (Deferred Compensation) $ A 0.235 Acquired Common Stock (0.235) Direct
2022-12-14 Common Stock $ A 1.703 Acquired Common Stock (1.703) Direct

Footnotes

F1: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F2: The security converts to common stock on a one-for-one basis.

F3: These units are to be settled in cash after the Reporting Person's retirement.

F4: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.