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MOODYS CORP /DE/ Director's Dealing 2020

Feb 27, 2020

29895_dirs_2020-02-27_0392cd28-1a05-4fb8-9a72-db7b420a985c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-02-26

Reporting Person: Tulenko Stephen T (President, Moody's Analytics)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-26 Common Stock M 32 $113.34 Acquired 8576.488 Direct
2020-02-26 Common Stock S 32 $264.00 Disposed 8544.488 Direct
2020-02-26 Common Stock M 1641 $113.34 Acquired 10185.488 Direct
2020-02-26 Common Stock S 1641 $261.902 Disposed 8544.488 Direct
2020-02-26 Common Stock M 2289 $167.50 Acquired 10833.488 Direct
2020-02-26 Common Stock S 2289 $260.52 Disposed 8544.488 Direct
2020-02-26 Common Stock M 1218 $173.58 Acquired 9762.488 Direct
2020-02-26 Common Stock S 1218 $260.52 Disposed 8544.488 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-26 Employee Stock Option (right to buy) $113.34 M 1673 Disposed 2027-02-23 Common Stock (1673) Direct
2020-02-26 Employee Stock Option (right to buy) $167.50 M 2289 Disposed 2028-02-16 Common Stock (2289) Direct
2020-02-26 Employee Stock Option (right to buy) $173.58 M 1218 Disposed 2029-02-25 Common Stock (1218) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$261.90 to $261.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F2: One fourth of options vest each year beginning with the date indicated.