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MOODYS CORP /DE/ Director's Dealing 2020

Mar 3, 2020

29895_dirs_2020-03-03_97eecb0b-bbee-4f73-8b43-80bc995081bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-02-28

Reporting Person: Hughes Melanie (SVP & Chief HR Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-28 Common Stock S 1875 $235.39 Disposed 2903 Direct
2020-02-28 Common Stock M 1089 $138.68 Acquired 3992 Direct
2020-02-28 Common Stock S 795 $235.39 Disposed 3197 Direct
2020-02-28 Common Stock M 894 $167.50 Acquired 4091 Direct
2020-02-28 Common Stock S 725 $235.39 Disposed 3366 Direct
2020-02-28 Common Stock M 951 $173.58 Acquired 4317 Direct
2020-02-28 Common Stock S 788 $235.39 Disposed 3529 Direct
2020-03-01 Common Stock A 5742 $0.00 Acquired 9271 Direct
2020-03-02 Common Stock D 3035 $251.20 Disposed 6236 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-28 Employee Stock Option (right to buy) $138.68 M 1089 Disposed 2027-09-29 Common Stock (1089) Direct
2020-02-28 Employee Stock Option (right to buy) $167.50 M 894 Disposed 2028-02-16 Common Stock (894) Direct
2020-02-28 Employee Stock Option (right to buy) $173.58 M 951 Disposed 2029-02-25 Common Stock (951) Direct

Footnotes

F1: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

F2: Disposition of shares to satisfy tax withholding obligation.

F3: One fourth of options vest each year beginning with the date indicated.