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MOODYS CORP /DE/ — Director's Dealing 2020
Mar 3, 2020
29895_dirs_2020-03-03_97eecb0b-bbee-4f73-8b43-80bc995081bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-02-28
Reporting Person: Hughes Melanie (SVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-28 | Common Stock | S | 1875 | $235.39 | Disposed | 2903 | Direct |
| 2020-02-28 | Common Stock | M | 1089 | $138.68 | Acquired | 3992 | Direct |
| 2020-02-28 | Common Stock | S | 795 | $235.39 | Disposed | 3197 | Direct |
| 2020-02-28 | Common Stock | M | 894 | $167.50 | Acquired | 4091 | Direct |
| 2020-02-28 | Common Stock | S | 725 | $235.39 | Disposed | 3366 | Direct |
| 2020-02-28 | Common Stock | M | 951 | $173.58 | Acquired | 4317 | Direct |
| 2020-02-28 | Common Stock | S | 788 | $235.39 | Disposed | 3529 | Direct |
| 2020-03-01 | Common Stock | A | 5742 | $0.00 | Acquired | 9271 | Direct |
| 2020-03-02 | Common Stock | D | 3035 | $251.20 | Disposed | 6236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-28 | Employee Stock Option (right to buy) | $138.68 | M | 1089 | Disposed | 2027-09-29 | Common Stock (1089) | Direct |
| 2020-02-28 | Employee Stock Option (right to buy) | $167.50 | M | 894 | Disposed | 2028-02-16 | Common Stock (894) | Direct |
| 2020-02-28 | Employee Stock Option (right to buy) | $173.58 | M | 951 | Disposed | 2029-02-25 | Common Stock (951) | Direct |
Footnotes
F1: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.
F2: Disposition of shares to satisfy tax withholding obligation.
F3: One fourth of options vest each year beginning with the date indicated.
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