MOODYS CORP /DE/ — Director's Dealing 2020

Mar 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-03-01

Reporting Person: Tulenko Stephen T (President, Moody's Analytics)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-01	Common Stock	A	8412	$0.00	Acquired	16956.488	Direct
2020-03-02	Common Stock	F	4412	$251.20	Disposed	12544.488	Direct
2020-03-02	Common Stock	M	1300	$80.10	Acquired	13844.488	Direct
2020-03-02	Common Stock	S	1300	$252.862	Disposed	12544.488	Direct
2020-03-02	Common Stock	M	1000	$80.10	Acquired	13544.488	Direct
2020-03-02	Common Stock	S	1000	$255.50	Disposed	12544.488	Direct
2020-03-02	Common Stock	M	1000	$80.10	Acquired	13544.488	Direct
2020-03-02	Common Stock	S	1000	$254.028	Disposed	12544.488	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-02	Employee Stock Option (right to buy)	$80.10	M	3300	Disposed	2026-02-12	Common Stock (3300)	Direct

Footnotes

F1: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

F2: Disposition of shares to satisfy tax withholding obligation.

F3: One fourth of options vest each year beginning with the date indicated.