MOODYS CORP /DE/ — Director's Dealing 2020

Mar 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-03-06

Reporting Person: MCDANIEL RAYMOND W (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-06	Common Stock	M	42904	$38.61	Acquired	286150	Direct
2020-03-06	Common Stock	S	2246	$232.215	Disposed	283904	Direct
2020-03-06	Common Stock	S	2600	$233.27	Disposed	281304	Direct
2020-03-06	Common Stock	S	3400	$234.566	Disposed	277904	Direct
2020-03-06	Common Stock	S	4128	$235.399	Disposed	273776	Direct
2020-03-06	Common Stock	S	4308	$236.682	Disposed	269468	Direct
2020-03-06	Common Stock	S	6480	$237.674	Disposed	262988	Direct
2020-03-06	Common Stock	S	8712	$238.60	Disposed	254276	Direct
2020-03-06	Common Stock	S	1900	$239.991	Disposed	252376	Direct
2020-03-06	Common Stock	S	5230	$240.927	Disposed	247146	Direct
2020-03-06	Common Stock	S	2400	$241.785	Disposed	244746	Direct
2020-03-06	Common Stock	S	1400	$243.61	Disposed	243346	Direct
2020-03-06	Common Stock	S	100	$244.25	Disposed	243246	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-06	Employee Stock Options (right to buy)	$38.61	M	42904	Disposed	2022-02-13	Common Stock (42904)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	58226	Indirect
Common Stock	1604	Indirect
Common Stock	2000	Indirect

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$231.79 to $232.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$232.81 to $233.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$234.05 to $235.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$235.07 to $236.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$236.09 to $237.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$237.16 to $238.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F8: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$238.20 to $239.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F9: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$239.37 to $240.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F10: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$240.39 to $241.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F11: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$241.43 to $242.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F12: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$243.01 to $243.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F13: As of the last statement dated December 31, 2019

F14: One fourth of the options vest each year beginning with the date indicated.