MOODYS CORP /DE/ — Director's Dealing 2020

Apr 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-04-09

Reporting Person: Kaye Mark (SVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-09	Common Stock	S	187	$240.00	Disposed	7303	Direct
2020-04-09	Common Stock	S	220	$240.00	Disposed	7083	Direct
2020-04-09	Common Stock	M	1373	$156.14	Acquired	8456	Direct
2020-04-09	Common Stock	S	1373	$240.00	Disposed	7083	Direct
2020-04-09	Common Stock	M	1740	$173.58	Acquired	8823	Direct
2020-04-09	Common Stock	S	1740	$240.00	Disposed	7083	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-09	Employee Stock Option (right to buy)	$156.14	M	1373	Disposed	2028-10-23	Common Stock (1373)	Direct
2020-04-09	Employee Stock Option (right to buy)	$173.58	M	1740	Disposed	2029-02-25	Common Stock (1740)	Direct

Footnotes

F1: Sale of shares pursuant to Rule 10b5-1 Plan.

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: One fourth of options vest each year beginning with the date indicated.