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MOODYS CORP /DE/ Director's Dealing 2020

May 7, 2020

29895_dirs_2020-05-07_e7d477c4-ffac-47df-a24a-a4aca4d22ab6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-05-06

Reporting Person: MCDANIEL RAYMOND W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-06 Common Stock S 1115 $241.962 Disposed 242131 Direct
2020-05-06 Common Stock S 500 $243.364 Disposed 241631 Direct
2020-05-06 Common Stock S 704 $244.658 Disposed 240927 Direct
2020-05-06 Common Stock S 1801 $245.792 Disposed 239126 Direct
2020-05-06 Common Stock S 2280 $246.64 Disposed 236846 Direct
2020-05-06 Common Stock S 500 $247.528 Disposed 236346 Direct
2020-05-06 Common Stock S 200 $248.465 Disposed 236146 Direct
2020-05-06 Common Stock S 300 $250.193 Disposed 235846 Direct
2020-05-06 Common Stock S 100 $251.03 Disposed 235746 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 58226 Indirect
Common Stock 1613 Indirect
Common Stock 2000 Indirect

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$241.60 to $242.34. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$242.86 to $243.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$244.04 to $244.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$245.15 to $246.14. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$246.19 to $247.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$247.20 to $247.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F8: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$248.44 to $248.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F9: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$250.00 to $250.44. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F10: As of the last statement dated March 31, 2020