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MOODYS CORP /DE/ — Director's Dealing 2020
May 12, 2020
29895_dirs_2020-05-12_ae0a1be6-39f9-4cea-9ecd-a4ba0ae88e52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-05-11
Reporting Person: Fauber Robert (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock | S | 1500 | $248.95 | Disposed | 50808 | Direct |
| 2020-05-11 | Common Stock | M | 571 | $46.43 | Acquired | 51379 | Direct |
| 2020-05-11 | Common Stock | S | 571 | $248.95 | Disposed | 50808 | Direct |
| 2020-05-11 | Common Stock | M | 550 | $79.55 | Acquired | 51358 | Direct |
| 2020-05-11 | Common Stock | S | 550 | $248.95 | Disposed | 50808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-11 | Employee Stock Option (right to buy) | $46.43 | M | 571 | Disposed | 2023-02-13 | Common Stock (571) | Direct |
| 2020-05-11 | Employee Stock Option (right to buy) | $79.55 | M | 550 | Disposed | 2024-02-12 | Common Stock (550) | Direct |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan.
F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F3: One fourth of options vest each year beginning with the date indicated.
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