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MOODYS CORP /DE/ Director's Dealing 2020

May 12, 2020

29895_dirs_2020-05-12_ae0a1be6-39f9-4cea-9ecd-a4ba0ae88e52.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-05-11

Reporting Person: Fauber Robert (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-11 Common Stock S 1500 $248.95 Disposed 50808 Direct
2020-05-11 Common Stock M 571 $46.43 Acquired 51379 Direct
2020-05-11 Common Stock S 571 $248.95 Disposed 50808 Direct
2020-05-11 Common Stock M 550 $79.55 Acquired 51358 Direct
2020-05-11 Common Stock S 550 $248.95 Disposed 50808 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-11 Employee Stock Option (right to buy) $46.43 M 571 Disposed 2023-02-13 Common Stock (571) Direct
2020-05-11 Employee Stock Option (right to buy) $79.55 M 550 Disposed 2024-02-12 Common Stock (550) Direct

Footnotes

F1: Sale of shares pursuant to Rule 10b5-1 Plan.

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: One fourth of options vest each year beginning with the date indicated.