MOODYS CORP /DE/ — Director's Dealing 2020

Sep 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-09-10

Reporting Person: MCKINNELL HENRY A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-10	Common Stock	A	99	$286.88	Acquired	88596.484	Direct
2020-09-10	Common Stock	A	5.853	$286.39	Acquired	88602.337	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-10	Phantom Stock Units (Deferred Performance Shares)	$	A	3.698	Acquired		Common Stock (3.698)	Direct
2020-09-10	Dividend Equivalent	$	A	1.753	Acquired		Common Stock (1.753)	Direct

Footnotes

F1: Restricted Stock deferred dividend reinvestment accrual.

F2: RSU deferred dividend reinvestment accrual.

F3: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4: The security converts to common stock on a one-for-one basis.

F5: These units are to be settled in stock after the Reporting Person's retirement.

F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.