MOODYS CORP /DE/ — Director's Dealing 2020

Nov 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-11-06

Reporting Person: MCDANIEL RAYMOND W (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-06	Common Stock	M	42662	$46.43	Acquired	270908	Direct
2020-11-06	Common Stock	S	2815	$286.698	Disposed	268093	Direct
2020-11-06	Common Stock	S	2503	$287.808	Disposed	265590	Direct
2020-11-06	Common Stock	S	7323	$288.781	Disposed	258267	Direct
2020-11-06	Common Stock	S	4176	$289.793	Disposed	254091	Direct
2020-11-06	Common Stock	S	13969	$290.808	Disposed	240122	Direct
2020-11-06	Common Stock	S	11126	$291.819	Disposed	228996	Direct
2020-11-06	Common Stock	S	750	$292.42	Disposed	228246	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-06	Employee Stock Options (right to buy)	$46.43	M	42662	Disposed	2023-02-13	Common Stock (42662)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	38226	Indirect
Common Stock	1610	Indirect
Common Stock	2000	Indirect

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$286.22 to $287.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$287.24 to $288.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$288.26 to $289.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$289.30 to $290.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$290.30 to $291.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$291.31 to $292.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F8: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$292.31 to $292.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F9: As of the last statement dated September 30, 2020

F10: One fourth of the options vest each year beginning with the date indicated.