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MOODYS CORP /DE/ Director's Dealing 2020

Dec 1, 2020

29895_dirs_2020-12-01_31ee3d59-6942-4f1b-a3ea-963a809cfd56.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-11-30

Reporting Person: MCDANIEL RAYMOND W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-30 Common Stock M 42662 $46.43 Acquired 270908 Direct
2020-11-30 Common Stock S 5804 $278.039 Disposed 265104 Direct
2020-11-30 Common Stock S 15470 $279.301 Disposed 249634 Direct
2020-11-30 Common Stock S 7877 $279.928 Disposed 241757 Direct
2020-11-30 Common Stock S 6790 $281.16 Disposed 234967 Direct
2020-11-30 Common Stock S 6221 $282.071 Disposed 228746 Direct
2020-11-30 Common Stock S 500 $282.871 Disposed 228246 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-30 Employee Stock Options (right to buy) $46.43 M 42662 Disposed 2023-02-13 Common Stock (42662) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 38226 Indirect
Common Stock 1610 Indirect
Common Stock 2000 Indirect

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$277.42 to $278.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$278.56 to $279.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$279.56 to $280.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$280.62 to $281.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$281.62 to $282.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$282.75 to $283.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F8: As of the last statement dated September 30, 2020

F9: One fourth of the options vest each year beginning with the date indicated.