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MOODYS CORP /DE/ Director's Dealing 2019

Mar 5, 2019

29895_dirs_2019-03-05_45eeb477-265b-4057-a6b7-f7066f0e171b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-03-01

Reporting Person: MCDANIEL RAYMOND W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-01 Common Stock A 54772 $0.00 Acquired 217705 Direct
2019-03-01 Common Stock F 32102 $175.32 Disposed 185603 Direct
2019-03-04 Common Stock M 44146 $26.78 Acquired 229749 Direct
2019-03-04 Common Stock S 2316 $173.297 Disposed 227433 Direct
2019-03-04 Common Stock S 14275 $174.702 Disposed 213158 Direct
2019-03-04 Common Stock S 20305 $175.348 Disposed 192853 Direct
2019-03-04 Common Stock S 6650 $176.342 Disposed 186203 Direct
2019-03-04 Common Stock S 600 $177.00 Disposed 185603 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-04 Employee Stock Options (right to buy) $26.78 M 44146 Disposed 2020-02-09 Common Stock (44146) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 69837 Indirect
Common Stock 23080 Indirect
Common Stock 1603 Indirect
Common Stock 2000 Indirect

Footnotes

F1: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.

F2: Disposition of shares to satisfy tax withholding obligation.

F3: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$172.93 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$173.93 to $174.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$174.94 to $175.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$175.98 to $176.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F8: As of the last statement dated December 31, 2018.

F9: One fourth of the options vest each year beginning with the date indicated.