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MOODYS CORP /DE/ Director's Dealing 2019

May 10, 2019

29895_dirs_2019-05-10_634da40e-3b10-4244-b994-7a989d845722.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-05-09

Reporting Person: GOGGINS JOHN J (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-09 Common Stock M 21593 $26.78 Acquired 87352 Direct
2019-05-09 Common Stock S 16391 $187.914 Disposed 70961 Direct
2019-05-09 Common Stock S 2909 $188.848 Disposed 68052 Direct
2019-05-09 Common Stock S 2093 $189.867 Disposed 65959 Direct
2019-05-09 Common Stock S 200 $190.45 Disposed 65759 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-09 Employee Stock Option (right to buy) $26.78 M 21593 Disposed 2020-02-09 Common Stock (21593) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1600 Indirect

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$187.29 to $188.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$188.29 to $189.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$189.43 to $190.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$190.43 to $190.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: As of the last statement dated March 31, 2019.

F7: One fourth of the options vested each year beginning with the date indicated.