Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MOODYS CORP /DE/ Director's Dealing 2019

Jun 4, 2019

29895_dirs_2019-06-04_7bd70373-12ef-41f5-bd56-015ff386e57f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-06-03

Reporting Person: MCDANIEL RAYMOND W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-03 Common Stock M 55422 $30.01 Acquired 275716 Direct
2019-06-03 Common Stock S 13710 $180.26 Disposed 262006 Direct
2019-06-03 Common Stock S 10225 $181.375 Disposed 251781 Direct
2019-06-03 Common Stock S 10672 $182.173 Disposed 241109 Direct
2019-06-03 Common Stock S 8823 $183.392 Disposed 232286 Direct
2019-06-03 Common Stock S 11992 $184.412 Disposed 220294 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-03 Employee Stock Options (right to buy) $30.01 M 55422 Disposed 2021-02-08 Common Stock (55422) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 0 Indirect
Common Stock 58229 Indirect
Common Stock 1600 Indirect
Common Stock 2000 Indirect

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$179.83 to $180.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$180.84 to $181.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$181.84 to $182.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$182.94 to $183.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$183.95 to $184.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F7: As of the last statement dated March 31, 2019

F8: One fourth of the options vest each year beginning with the date indicated.