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MOODYS CORP /DE/ Director's Dealing 2019

Jun 12, 2019

29895_dirs_2019-06-12_17c1f2bb-2241-4ad9-ab7d-895509d6ede0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-06-10

Reporting Person: FORLENZA VINCENT A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-10 Common Stock A 2.937 $191.88 Acquired 3666.937 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-10 Phantom Stock Units (Deferred Compensation) $ A 1.192 Acquired Common Stock (1.192) Direct
2019-06-10 Dividend Equivalent $ A 2.702 Acquired Common Stock (2.702) Direct

Footnotes

F1: RSU deferred dividend reinvestment accrual.

F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3: The security converts to common stock on a one-for-one basis.

F4: These units are to be settled in cash after the Reporting Person's retirement.

F5: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.