MOODYS CORP /DE/ — Director's Dealing 2019

Aug 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-08-12

Reporting Person: Fauber Robert (President-MIS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-12	Common Stock	M	3071	$46.43	Acquired	48382	Direct
2019-08-12	Common Stock	S	3071	$212.71	Disposed	45311	Direct
2019-08-12	Common Stock	M	650	$79.55	Acquired	45961	Direct
2019-08-12	Common Stock	S	650	$212.71	Disposed	45311	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-12	Employee Stock Option (right to buy)	$46.43	M	3071	Disposed	2023-02-13	Common Stock (3071)	Direct
2019-08-12	Employee Stock Option (right to buy)	$79.55	M	650	Disposed	2024-02-12	Common Stock (650)	Direct

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: One fourth of options vest each year beginning with the date indicated.