MOODYS CORP /DE/ — Director's Dealing 2019

Aug 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-08-14

Reporting Person: Almeida Mark (President, Moody's Analytics)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-14	Common Stock	M	27236	$26.78	Acquired	182691	Direct
2019-08-14	Common Stock	S	23070	$206.921	Disposed	159621	Direct
2019-08-14	Common Stock	S	4166	$207.802	Disposed	155455	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-14	Employee stock option (right to buy)	$26.78	M	27236	Disposed	2020-02-09	Common Stock (27236)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	17930	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $206.50 to $207.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $207.52 to $208.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: As of the last statement dated June 30, 2019.

F4: One fourth of the options vested each year beginning with the date indicated.