MOODYS CORP /DE/ — Director's Dealing 2019

Nov 12, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-11-01

Reporting Person: West Michael L (President, Moody's Investors)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	43914.66	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$80.81	2026-02-12	Common Stock (3053)		Direct
Employee Stock Option (right to buy)	$113.34	2027-02-23	Common Stock (2594)		Direct
Employee Stock Option (right to buy)	$167.50	2028-02-16	Common Stock (3706)		Direct
Employee Stock Option (right to buy)	$173.58	2029-02-25	Common Stock (3944)		Direct

Footnotes

F1: The option, representing a right to purchase a total of 12,211 shares, became exercisable in four equal annual installments beginning on February 12, 2017. The final installment will vest and become exercisable on Febuary 12, 2020.

F2: The option, representing a right to purchase a total of 5,187 shares, became exercisable in four equal annual installments beginning on February 23, 2018. The final two installments will vest and become exercisable on February 23, 2020 and February 23, 2021.

F3: The option, representing a right to purchase a total of 3,706 shares, became exercisable in four equal annual installments beginning on February 16, 2019. The remaining three installments will vest and become exercisable on February 16, 2020, February 16, 2021 and February 16, 2022.

F4: The option will vest and become exercisable in four equal annual installments beginning on Febuary 25, 2020.