MOODYS CORP /DE/ — Director's Dealing 2019

Dec 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-12-05

Reporting Person: Kaye Mark (SVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-05	Common Stock	S	2282	$226.93	Disposed	6385	Direct
2019-12-05	Common Stock	M	1373	$156.14	Acquired	7758	Direct
2019-12-05	Common Stock	S	1373	$226.93	Disposed	6385	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-05	Employee Stock Option (right to buy)	$156.14	M	1373	Disposed	2028-10-23	Common Stock (1373)	Direct

Footnotes

F1: Sale of shares pursuant to Rule 10b5-1 Plan.

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: One fourth of options vest each year beginning with the date indicated.