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MOODYS CORP /DE/ — Director's Dealing 2019
Dec 18, 2019
29895_dirs_2019-12-18_49d6e5fd-4c26-4aac-9364-4fd473e7fa43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-12-16
Reporting Person: GOGGINS JOHN J (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-16 | Common Stock | S | 3825 | $236.368 | Disposed | 61934 | Direct |
| 2019-12-16 | Common Stock | S | 3046 | $237.187 | Disposed | 58888 | Direct |
| 2019-12-16 | Common Stock | S | 1337 | $238.402 | Disposed | 57551 | Direct |
| 2019-12-16 | Common Stock | S | 300 | $239.052 | Disposed | 57251 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1604 | Indirect |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan.
F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$235.89 to $236.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$236.92 to $237.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$237.93 to $238.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$238.98 to $239.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
F6: As of the last statement dated September 30, 2019.