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Montrose Environmental Group, Inc. — Director's Dealing 2021
Sep 18, 2021
32248_dirs_2021-09-17_fe378d46-66f3-486a-9475-91718ab16d24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Montrose Environmental Group, Inc. (MEG)
CIK: 0001643615
Period of Report: 2021-09-15
Reporting Person: Dicks Allan (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Common Stock | M | 20000 | $8.58 | Acquired | 58000 | Direct |
| 2021-09-15 | Common Stock | S | 17566 | $59.08 | Disposed | 40434 | Direct |
| 2021-09-15 | Common Stock | S | 2434 | $59.72 | Disposed | 38000 | Direct |
| 2021-09-16 | Common Stock | M | 819 | $8.58 | Acquired | 38819 | Direct |
| 2021-09-16 | Common Stock | S | 819 | $60.00 | Disposed | 38000 | Direct |
| 2021-09-17 | Common Stock | M | 3041 | $8.58 | Acquired | 41041 | Direct |
| 2021-09-17 | Common Stock | S | 3041 | $60.10 | Disposed | 38000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Stock Option (Right to Buy) | $8.58 | M | 20000 | Disposed | 2026-08-16 | Common Stock (20000) | Direct |
| 2021-09-16 | Stock Option (Right to Buy) | $8.58 | M | 2583 | Disposed | 2026-08-16 | Common Stock (2583) | Direct |
| 2021-09-17 | Stock Option (Right to Buy) | $8.58 | M | 3041 | Disposed | 2026-08-16 | Common Stock (3041) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $58.60 to $59.59, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $59.60 to $59.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.39, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F4: 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020.