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Montrose Environmental Group, Inc. — Director's Dealing 2021
Sep 18, 2021
32248_dirs_2021-09-17_5c790501-e942-4477-829a-7447d43e8523.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Montrose Environmental Group, Inc. (MEG)
CIK: 0001643615
Period of Report: 2021-09-16
Reporting Person: LeMaire Joshua W. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-16 | Common Stock | M | 1829 | $6.03 | Acquired | 4029 | Direct |
| 2021-09-16 | Common Stock | S | 1829 | $60.00 | Disposed | 2200 | Direct |
| 2021-09-16 | Common Stock | M | 2110 | $24.00 | Acquired | 4310 | Direct |
| 2021-09-16 | Common Stock | S | 2110 | $60.00 | Disposed | 2200 | Direct |
| 2021-09-16 | Common Stock | M | 865 | $31.60 | Acquired | 3065 | Direct |
| 2021-09-16 | Common Stock | S | 865 | $60.00 | Disposed | 2200 | Direct |
| 2021-09-17 | Common Stock | M | 7095 | $6.03 | Acquired | 9295 | Direct |
| 2021-09-17 | Common Stock | S | 7095 | $60.08 | Disposed | 2200 | Direct |
| 2021-09-17 | Common Stock | M | 600 | $24.00 | Acquired | 2800 | Direct |
| 2021-09-17 | Common Stock | S | 600 | $60.17 | Disposed | 2200 | Direct |
| 2021-09-17 | Common Stock | M | 300 | $31.60 | Acquired | 2500 | Direct |
| 2021-09-17 | Common Stock | S | 300 | $60.18 | Disposed | 2200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-16 | Stock Option (Right to Buy) | $6.03 | M | 1829 | Disposed | 2026-06-23 | Common Stock (1829) | Direct |
| 2021-09-16 | Stock Option (Right to Buy) | $24.00 | M | 2110 | Disposed | 2029-01-10 | Common Stock (2110) | Direct |
| 2021-09-16 | Stock Option (Right to Buy) | $31.60 | M | 865 | Disposed | 2030-01-01 | Common Stock (865) | Direct |
| 2021-09-17 | Stock Option (Right to Buy) | $6.03 | M | 7095 | Disposed | 2026-06-23 | Common Stock (7095) | Direct |
| 2021-09-17 | Stock Option (Right to Buy) | $24.00 | M | 600 | Disposed | 2029-01-10 | Common Stock (600) | Direct |
| 2021-09-17 | Stock Option (Right to Buy) | $31.60 | M | 300 | Disposed | 2030-01-01 | Common Stock (300) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.40, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.36, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.35, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F4: 50% of the shares subject to the option vested on July 13, 2017 and the remaining 50% vested on July 13, 2019.
F5: 33.33% of the shares subject to the option vested on January 10, 2020, 33.33% vested on January 10, 2021 and the remaining balance will vest on January 10, 2022, subject to the Reporting Person's continued service to the Issuer.
F6: 33.33% of the shares subject to the option vested on January 1, 2021, 33.33% will vest on January 1, 2022 and the remaining balance will vest on January 1, 2023, subject to the Reporting Person's continued service to the Issuer.