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Montrose Environmental Group, Inc. — Director's Dealing 2021
Nov 1, 2021
32248_dirs_2021-11-01_05004c51-9c57-486d-81a7-8fb0ecedd4a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Montrose Environmental Group, Inc. (MEG)
CIK: 0001643615
Period of Report: 2021-10-28
Reporting Person: Manthripragada Vijay (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-28 | Common Stock | M | 1913 | $6.03 | Acquired | 14841 | Direct |
| 2021-10-28 | Common Stock | S | 1913 | $67.51 | Disposed | 12928 | Direct |
| 2021-10-29 | Common Stock | M | 10858 | $6.03 | Acquired | 23786 | Direct |
| 2021-10-29 | Common Stock | S | 8559 | $68.24 | Disposed | 15227 | Direct |
| 2021-10-29 | Common Stock | S | 2299 | $68.72 | Disposed | 12928 | Direct |
| 2021-11-01 | Common Stock | M | 5120 | $6.03 | Acquired | 18048 | Direct |
| 2021-11-01 | Common Stock | S | 5120 | $70.17 | Disposed | 12928 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-28 | Stock Option (Right to Buy) | $6.03 | M | 1913 | Disposed | 2026-06-23 | Common Stock (1913) | Direct |
| 2021-10-29 | Stock Option (Right to Buy) | $6.03 | M | 10858 | Disposed | 2026-06-23 | Common Stock (10858) | Direct |
| 2021-11-01 | Stock Option (Right to Buy) | $6.03 | M | 5120 | Disposed | 2026-06-23 | Common Stock (5120) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.50 to $67.53, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.63 to $68.62, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $68.63 to $68.97, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F4: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $70.00 to $70.62, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F5: 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019.