AI assistant
Montrose Environmental Group, Inc. — Director's Dealing 2021
Dec 2, 2021
32248_dirs_2021-12-02_5ff08909-1f53-4e58-a2e2-b82a8ec9e0be.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Montrose Environmental Group, Inc. (MEG)
CIK: 0001643615
Period of Report: 2021-11-30
Reporting Person: Dicks Allan (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | Common Stock | S | 6131 | $71.994 | Disposed | 31869 | Direct |
| 2021-11-30 | Common Stock | S | 4519 | $72.888 | Disposed | 27350 | Direct |
| 2021-11-30 | Common Stock | S | 400 | $73.742 | Disposed | 26950 | Direct |
| 2021-11-30 | Common Stock | M | 38000 | $8.58 | Acquired | 64950 | Direct |
| 2021-11-30 | Common Stock | S | 10806 | $71.958 | Disposed | 54144 | Direct |
| 2021-11-30 | Common Stock | S | 9507 | $72.839 | Disposed | 44637 | Direct |
| 2021-11-30 | Common Stock | S | 1377 | $73.555 | Disposed | 43260 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-30 | Stock Option (Right to Buy) | $8.58 | M | 38000 | Disposed | 2026-08-16 | Common Stock (38000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $71.43 to $72.42, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $72.43 to $73.40, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $73.60 to $73.95, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F4: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $71.38 to $72.36, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F5: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $72.39 to $73.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F6: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $73.39 to $73.81, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
F7: 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020.
F8: Form 4 filed by the Reporting Person on September 24, 2021 incorrectly reflected the number of options remaining following the exercise reported thereon. The correct number of options that should have been reflected thereon was 38,000