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Monster Beverage Corp — Director's Dealing 2022
Jan 8, 2022
29955_dirs_2022-01-07_20b44c5c-f607-4715-aea4-71effd6ced6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2021-08-10
Reporting Person: SACKS RODNEY C (Director, Chairman and Co-CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | G | 125 | — | Disposed | 21803 | Direct |
| 2021-12-27 | Common Stock | G | 45417 | — | Acquired | 67220 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5645568 | Indirect |
| Common Stock | 29386944 | Indirect |
| Common Stock | 104772 | Indirect |
| Common Stock | 214284 | Indirect |
| Common Stock | 323700 | Indirect |
| Common Stock | 120216 | Indirect |
| Common Stock | 568584 | Indirect |
| Common Stock | 453444 | Indirect |
| Common Stock | 249918 | Indirect |
| Common Stock | 505242 | Indirect |
| Common Stock | 327186 | Indirect |
| Common Stock | 1440954 | Indirect |
| Common Stock | 186790 | Indirect |
| Common Stock | 4176 | Indirect |
| Common Stock | 988386 | Indirect |
| Common Stock | 336772 | Indirect |
| Common Stock | 731566 | Indirect |
| Common Stock | 731566 | Indirect |
| Common Stock | 500000 | Indirect |
| Common Stock | 360244 | Indirect |
| Common Stock | 900000 | Indirect |
| Common Stock | 3091215 | Indirect |
| Common Stock | 28722 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 11118 | Direct |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 408882 | Indirect |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 210000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 4281 | Direct |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 420000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 154302 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 51417 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 2214 | Direct |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 79200 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 156186 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 2271 | Direct |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 97257 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common stock () | 107736 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 107736 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 2163 | Direct |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 24963 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 100752 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 100751 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 76871 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 1702 | Direct |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 86298 | Indirect |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 97200 | Direct |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 48600 | Indirect |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 48600 | Indirect |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 97200 | Indirect |
| Employee Stock Option (right to buy) | $62.39 | 2030-03-13 | Common Stock () | 106334 | Direct |
| Employee Stock Option (right to buy) | $62.39 | 2030-03-13 | Common Stock () | 85066 | Indirect |
| Employee Stock Option (right to buy) | $88.94 | 2031-03-12 | Common Stock () | 129900 | Direct |
Footnotes
F1: As a result of the distribution of shares, which were previously reported as indirectly beneficially owned by the reporting person, as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust to the reporting person, the total amount of shares directly owned has increased.
F2: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., Hilrod Holdings XVI, L.P., Hilrod Holdings XVII, L.P., Hilrod Holdings XVIII, L.P., Hilrod Holdings XIX, L.P., Hilrod Holdings XX, L.P., Hilrod Holdings XXI, L.P., Hilrod Holdings XXII, L.P., Hilrod Holdings XXIII, L.P., Hilrod Holdings XXIV, L.P. and Hilrod Holdings XXV, L.P. The reporting person is the trustee of each of HHS 2010 GRAT #3 and HHS 2014 GRAT #2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: Reflects the distribution of shares as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust and the transfer of shares directly to the reporting person as one of the general partners of Hilrod Holdings XIX, L.P. The shares received from the in-kind annuity payment and direct transfer are directly beneficially owned by the reporting person.
F4: The options are currently vested.
F5: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F6: The remaining options vest on March 14, 2022.
F7: The remaining options vest in two installments as follows: 53,167 shares on March 13, 2022 and 53,167 shares on March 13, 2023.
F8: The options vest in three equal installments on March 12, 2022, 2023 and 2024.