AI assistant
Monster Beverage Corp — Director's Dealing 2021
Jan 7, 2021
29955_dirs_2021-01-06_bae42b24-cde3-4119-ad61-6164e068a12a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2020-09-02
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-02 | Common Stock | G | 17500 | — | Disposed | 366699 | Direct |
| 2020-12-28 | Common Stock | G | 39480 | — | Acquired | 406179 | Direct |
| 2020-12-31 | Common Stock | G | 250000 | — | Disposed | 156179 | Direct |
| 2020-12-31 | Common Stock | G | 500000 | — | Acquired | 500000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5645568 | Indirect |
| Common Stock | 29386944 | Indirect |
| Common Stock | 104772 | Indirect |
| Common Stock | 214284 | Indirect |
| Common Stock | 323700 | Indirect |
| Common Stock | 120216 | Indirect |
| Common Stock | 568584 | Indirect |
| Common Stock | 453444 | Indirect |
| Common Stock | 249918 | Indirect |
| Common Stock | 505242 | Indirect |
| Common Stock | 327186 | Indirect |
| Common Stock | 1440954 | Indirect |
| Common Stock | 186790 | Indirect |
| Common Stock | 4176 | Indirect |
| Common Stock | 1311896 | Indirect |
| Common Stock | 427606 | Indirect |
| Common Stock | 1000000 | Indirect |
| Common Stock | 1000000 | Indirect |
| Common Stock | 3091215 | Indirect |
| Common Stock | 28722 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 11118 | Direct |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 408882 | Indirect |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 210000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 55698 | Direct |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 420000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 154302 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 2214 | Direct |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 79200 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 156186 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 2271 | Direct |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 97257 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common stock () | 107736 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 107736 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 79034 | Direct |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 24963 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 100752 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 100751 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Direct |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Indirect |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 194400 | Direct |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 48600 | Indirect |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 48600 | Indirect |
| Employee Stock Option (right to buy) | $62.39 | 2030-03-13 | Common Stock () | 191400 | Direct |
| Restricted Stock Units | $ | Common Stock () | 34067 | Direct | |
| Restricted Stock Units | $ | Common Stock () | 67067 | Direct | |
| Restricted Stock Units | $ | Common Stock () | 57700 | Direct |
Footnotes
F1: As a result of the distribution of shares, which were previously reported as indirectly beneficially owned by the reporting person, as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust to the reporting person, the total amount of shares directly owned has increased
F2: Reflects the transfer of shares from the reporting person to Hilrod Holdings XXII, L.P., of which the reporting person is one of the general partners and limited partners. The shares transferred to Hilrod Holdings XXII, L.P. are indirectly beneficially owned by the reporting person.
F3: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., Hilrod Holdings XVI, L.P., Hilrod Holdings XVII, L.P., Hilrod Holdings XVIII, L.P., Hilrod Holdings XIX, L.P., Hilrod Holdings XX, L.P., Hilrod Holdings XXI, L.P. and Hilrod Holdings XXII, L.P. The reporting person is the trustee of each of HHS 2010 GRAT #3 and HHS 2014 GRAT #2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4: Reflects the distribution of shares as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust and the transfer of shares directly to the reporting person as one of the general partners of Hilrod Holdings XIX, L.P. The shares received from the in-kind annuity payment and direct transfer are directly beneficially owned by the reporting person.
F5: Reflects the transfer of shares from the reporting person and Hilton Schlosberg to Hilrod Holdings XXII, L.P., of which the reporting person is one of the general partners and limited partners. The shares transferred to Hilrod Holdings XXII, L.P. are indirectly beneficially owned by the reporting person.
F6: The options are currently vested.
F7: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F8: The remaining options vest on March 14, 2021.
F9: The remaining options vest in two equal installments on March 14, 2021 and 2022.
F10: The options vest in three installments as follows: 85,066 shares on March 13, 2021, 53,167 shares on March 13, 2022 and 53,167 shares on March 13, 2023.
F11: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F12: The remaining restricted stock units vest on March 14, 2021.
F13: Not applicable.
F14: The restricted stock units vest in two installments as follows: 33,533 units on March 14, 2021 and 33,534 units on March 14, 2022.
F15: The restricted stock units vest in three installments as follows: 25,644 units on March 13, 2021, 16,028 units on March 13, 2022 and 16,028 units on March 13, 2023.