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Monster Beverage Corp — Director's Dealing 2020
Nov 12, 2020
29955_dirs_2020-11-12_29d0124c-00bf-4beb-9fd0-0d888ea028a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2020-08-14
Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-14 | Common Stock | G | 287 | — | Disposed | 417565 | Direct |
| 2020-08-28 | Common Stock | G | 11900 | — | Disposed | 405665 | Direct |
| 2020-09-02 | Common Stock | G | 17242 | — | Disposed | 388423 | Direct |
| 2020-09-28 | Common Stock | J | 90204 | — | Disposed | 0 | Indirect |
| 2020-09-28 | Common Stock | J | 231363 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5645568 | Indirect |
| Common Stock | 29386944 | Indirect |
| Common Stock | 104772 | Indirect |
| Common Stock | 214284 | Indirect |
| Common Stock | 323700 | Indirect |
| Common Stock | 120216 | Indirect |
| Common Stock | 568584 | Indirect |
| Common Stock | 453444 | Indirect |
| Common Stock | 249918 | Indirect |
| Common Stock | 505242 | Indirect |
| Common Stock | 327186 | Indirect |
| Common Stock | 1440954 | Indirect |
| Common Stock | 186790 | Indirect |
| Common Stock | 4176 | Indirect |
| Common Stock | 1311896 | Indirect |
| Common Stock | 506566 | Indirect |
| Common Stock | 1000000 | Indirect |
| Common Stock | 1000000 | Indirect |
| Common Stock | 105486 | Indirect |
| Common Stock | 4836 | Indirect |
| Common Stock | 1639842 | Indirect |
| Common Stock | 80598 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 11118 | Direct |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 408882 | Indirect |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 210000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 55698 | Direct |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 420000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 154302 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 2214 | Direct |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 79200 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 156186 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 2271 | Direct |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 97257 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 107736 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 107736 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 79034 | Direct |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 24963 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 100752 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 100751 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Direct |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 88000 | Indirect |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 194400 | Direct |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 48600 | Indirect |
| Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | Common Stock () | 48600 | Indirect |
| Employee Stock Option (right to buy) | $62.39 | 2030-03-13 | Common Stock () | 191400 | Direct |
| Restricted Stock Units | $ | Common Stock () | 34067 | Direct | |
| Restricted Stock Units | $ | Common Stock () | 67067 | Direct | |
| Restricted Stock Units | $ | Common Stock () | 57700 | Direct |
Footnotes
F1: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., Hilrod Holdings XVI, L.P., Hilrod Holdings XVII, L.P., Hilrod Holdings XVIII, L.P., Hilrod Holdings XIX, L.P., Hilrod Holdings XX, L.P. and Hilrod Holdings XXI, L.P. The reporting person is the trustee of RCS 2008 GRAT #2, RCS 2009 GRAT #2, RCS Direct 2010 GRAT, RCS Direct 2010 GRAT #2, RCS 2010 GRAT #3 and RCS Direct 2011 GRAT. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2: Reflects the transfer of shares from RCS 2008 GRAT #2 and RCS 2009 GRAT #2 to trusts each with an independent trustee.
F3: The options are currently vested.
F4: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F5: The remaining options vest on March 14, 2021.
F6: The remaining options vest in two equal installments on March 14, 2021 and 2022.
F7: The options vest in three installments as follows: 85,066 shares on March 13, 2021, 53,167 shares on March 13, 2022 and 53,167 shares on March 13, 2023.
F8: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to
receive one share of the Company's common stock as of the vesting date.
F9: The remaining restricted stock units vest on March 14, 2021.
F10: Not applicable.
F11: The restricted stock units vest in two installments as follows: 33,533 units on March 14, 2021 and 33,534 units on March 14, 2022.
F12: The restricted stock units vest in three installments as follows: 25,644 units on March 13, 2021, 16,028 units on March 13, 2022 and 16,028 units on March 13, 2023.