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Monster Beverage Corp — Director's Dealing 2019
Feb 19, 2019
29955_dirs_2019-02-19_d0355137-bd7a-4563-8cd7-3e0413d51b97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2019-01-22
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-22 | Common Stock | G | 3605 | — | Disposed | 36551 | Direct |
| 2019-02-14 | Common Stock | M | 16830 | $5.94 | Acquired | 53381 | Direct |
| 2019-02-14 | Common Stock | M | 566340 | $5.94 | Acquired | 2279410 | Indirect |
| 2019-02-14 | Common Stock | F | 247224 | $58.63 | Disposed | 2032186 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-14 | Employee Stock Option (right to buy) | $5.94 | M | 16830 | Disposed | 2019-12-01 | Common Stock (16830) | Direct |
| 2019-02-14 | Employee Stock Option (right to buy) | $5.94 | M | 283170 | Disposed | 2019-12-01 | Common Stock (283170) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5645568 | Indirect |
| Common Stock | 29386944 | Indirect |
| Common Stock | 104772 | Indirect |
| Common Stock | 214284 | Indirect |
| Common Stock | 323700 | Indirect |
| Common Stock | 120216 | Indirect |
| Common Stock | 568584 | Indirect |
| Common Stock | 453444 | Indirect |
| Common Stock | 249918 | Indirect |
| Common Stock | 505242 | Indirect |
| Common Stock | 327186 | Indirect |
| Common Stock | 1440954 | Indirect |
| Common Stock | 186790 | Indirect |
| Common Stock | 4176 | Indirect |
| Common Stock | 2000000 | Indirect |
| Common Stock | 600000 | Indirect |
| Common Stock | 3091215 | Indirect |
| Common Stock | 28722 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 11118 | Direct |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 408882 | Indirect |
| Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | Common Stock () | 210000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 4281 | Direct |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 420000 | Indirect |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 205719 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 2214 | Direct |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 79200 | Indirect |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 156186 | Indirect |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 105000 | Direct |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 210000 | Indirect |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 203666 | Direct |
| Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | Common Stock () | 101834 | Indirect |
| Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | Common Stock () | 264000 | Direct |
| Restricted Stock Units | $ | Common Stock () | 39000 | Direct | |
| Restricted Stock Units | $ | Common Stock () | 77400 | Direct | |
| Restricted Stock Units | $ | Common Stock () | 102200 | Direct |
Footnotes
F1: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., Hilrod Holdings XVI, L.P., Hilrod Holdings XVII, L.P., Hilrod Holdings XVIII, L.P. and Hilrod Holdings XIX, L.P. The reporting person is the trustee of each of HHS 2010 GRAT #3 and HHS 2014 GRAT #2.
F2: The options are currently vested.
F3: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F4: The remaining options vest on March 14, 2019.
F5: The remaining options vest in two equal installments on March 14, 2019 and 2020.
F6: The options vest in three equal installments on March 14, 2019, 2020 and 2021.
F7: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F8: The remaining restricted stock units vest on March 14, 2019.
F9: Not applicable.
F10: The restricted stock units vest in two equal installments on March 14, 2019 and 2020.
F11: The restricted stock units vest in three equal installments on March 14, 2019, 2020 and 2021.