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Monster Beverage Corp — Director's Dealing 2017
Mar 14, 2017
29955_dirs_2017-03-13_77ab2ecb-0660-4eae-855f-baa6ebf75c59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2017-03-13
Reporting Person: HALL MARK J (Director, Chief Marketing Officer - MEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-13 | Common Stock | M | 240000 | $5.94 | Acquired | 1031808 | Direct |
| 2017-03-13 | Common Stock | M | 120000 | $8.75 | Acquired | 1151808 | Direct |
| 2017-03-13 | Common Stock | M | 105000 | $15.71 | Acquired | 1256808 | Direct |
| 2017-03-13 | Common Stock | M | 22500 | $23.35 | Acquired | 1279308 | Direct |
| 2017-03-13 | Common Stock | S | 487500 | $46.341 | Disposed | 791808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-13 | Employee Stock Option (right to buy) | $5.94 | M | 240000 | Disposed | 2019-12-01 | Common Stock (240000) | Direct |
| 2017-03-13 | Employee Stock Option (right to buy) | $8.75 | M | 120000 | Disposed | 2020-12-01 | Common Stock (120000) | Direct |
| 2017-03-13 | Employee Stock Option (right to buy) | $15.71 | M | 105000 | Disposed | 2023-03-14 | Common Stock (105000) | Direct |
| 2017-03-13 | Employee Stock Option (right to buy) | $23.35 | M | 22500 | Disposed | 2024-03-14 | Common Stock (22500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 300000 | Direct |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 90000 | Direct |
| Employee Stock Option (right to buy) | $43.64 | 2026-12-01 | Common Stock () | 100000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $46.175 to $46.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The reporting person serves as co-trustee of the MJCF Hall Family Trust.
F3: The options are currently vested.
F4: The remaining options vest in two installments as follows: 75,000 shares on March 14, 2017; 90,000 shares on March 14, 2018.
F5: The remaining options vest in three installments as follows: 18,000 shares on March 14, 2017; 22,500 shares on March 14, 2018; 27,000 shares on March 14, 2019.
F6: The options are currently vested with respect to 120,000 shares. The remaining options vest in three equal installments on March 13, 2018, 2019 and 2020.
F7: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F8: The options vest in three equal installments on March 14, 2017, 2018 and 2019.
F9: The options vest in five equal installments on December 1, 2017, 2018, 2019, 2020 and 2021.