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Monster Beverage Corp — Director's Dealing 2016
Mar 16, 2016
29955_dirs_2016-03-16_eafeb462-7079-4f87-b966-4bc656f03dcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2016-03-14
Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-14 | Common Stock | A | 2000 | — | Acquired | 1562020 | Direct |
| 2016-03-14 | Common Stock | M | 12700 | — | Acquired | 1574720 | Direct |
| 2016-03-14 | Common Stock | F | 7117 | $131.96 | Disposed | 1567603 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-14 | Employee Stock Option (right to buy) | $131.96 | A | 105000 | Acquired | 2026-03-24 | Common Stock (105000) | Direct |
| 2016-03-14 | Restricted Stock Units | $ | M | 12700 | Acquired | Common Stock (12700) | Direct | |
| 2016-03-14 | Restricted Stock Units | $ | A | 39000 | Acquired | Common Stock (39000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1881856 | Indirect |
| Common Stock | 9795648 | Indirect |
| Common Stock | 34924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 107900 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 151148 | Indirect |
| Common Stock | 83306 | Indirect |
| Common Stock | 168414 | Indirect |
| Common Stock | 153534 | Indirect |
| Common Stock | 727354 | Indirect |
| Common Stock | 1823322 | Indirect |
| Common Stock | 233628 | Indirect |
| Common Stock | 30068 | Indirect |
| Common Stock | 68438 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | Common Stock () | 18912 | Direct |
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock () | 100000 | Direct |
| Employee Stock Option (right to buy) | $53.96 | 2023-06-03 | Common Stock () | 140000 | Direct |
| Employee Stock Option (right to buy) | $53.96 | 2023-06-03 | Common Stock () | 70000 | Indirect |
| Employee Stock Option (right to buy) | $70.06 | 2024-03-14 | Common Stock () | 210000 | Direct |
| Employee Stock Option (right to buy) | $135.48 | 2025-03-13 | Common Stock () | 79200 | Direct |
Footnotes
F1: The common stock award was granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. The award is immediately vested.
F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. Accordingly, these restricted stock units were settled in shares of common stock.
F3: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P. The reporting person is the co-trustee of RCS 2008 GRAT #2 and the trustee of RCS Direct 2011 GRAT.
F4: The options are currently vested.
F5: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F6: The options are currently vested with respect to 70,000 shares. The remaining options vest on June 3, 2016.
F7: The options are currently vested with respect to 140,000 shares. The remaining options vest on March 14, 2017.
F8: The options are currently vested with respect to 26,400 shares. The remaining options vest in two equal installments on March 14, 2017 and 2018.
F9: Granted March 14, 2016 pursuant to the Company's 2011 Stock Option Plan (which is a Rule 16b-3(d)(1) plan) and Equity Grant Procedures. The options vest in three equal installments on March 14, 2017, 2018 and 2019.
F10: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F11: The remaining restricted stock units vest in two equal installments on March 13, 2017 and 2018.
F12: Not applicable.
F13: The restricted stock units vest in three equal installments on March 14, 2017, 2018 and 2019.