AI assistant
Monster Beverage Corp — Director's Dealing 2016
Aug 11, 2016
29955_dirs_2016-08-11_fd9f68a1-7fdf-47ab-8b68-4bc2abe54d6b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2016-08-09
Reporting Person: KELLY THOMAS J (Senior VP - Monster Energy Co.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-09 | Common Stock | S | 10000 | $159.66 | Disposed | 5717 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $47.13 | 2023-03-14 | Common Stock () | 11250 | Direct |
| Employee Stock Option (right to buy) | $70.06 | 2024-03-14 | Common Stock () | 10000 | Direct |
| Employee Stock Option (right to buy) | $111.30 | 2024-12-01 | Common Stock () | 15000 | Direct |
| Employee Stock Option (right to buy) | $135.48 | 2025-03-13 | Common Stock () | 12000 | Direct |
| Employee Stock Option (right to buy) | $131.96 | 2026-03-14 | Common Stock () | 12500 | Direct |
| Restricted Stock Units | $ | Common Stock () | 1500 | Direct | |
| Restricted Stock Units | $ | Common Stock () | 1000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $159.491 to $159.831. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The options are currently vested with respect to 3,000 shares. The remaining options vest in two installments as follows: 3,750 shares on March 14, 2017; 4,500 shares on March 14, 2018.
F3: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F4: The options are currently vested with respect to 2,500 shares. The remaining options vest in three installments as follows: 2,000 shares on March 14, 2017; 2,500 shares on March 14, 2018; 3,000 shares on March 14, 2019. The options will become exercisable on the one year anniversary from the date on which they vested.
F5: The options are currently vested with respect to 1,500 shares. The remaining options vest in four installments as follows: 2,250 shares on December 1, 2016; 3,000 shares on December 1, 2017; 3,750 shares on December 1, 2018; 4,500 shares on December 1, 2019. The options will become exercisable on the one year anniversary from the date on which they vested.
F6: The options are currently vested with respect to 2,400 shares. The remaining options vest in four equal installments on March 13, 2017, 2018, 2019 and 2020.
F7: The options vest in five installments as follows: 1,250 shares on March 14, 2017;1,875 shares on March 14, 2018; 2,500 shares on March 14, 2019; 3,125 shares on March 14, 2020; 3,750 shares on March 14, 2021.
F8: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F9: The remaining restricted stock units vest on June 1, 2017.
F10: Not applicable.
F11: The remaining restricted stock units vest in two equal installments on December 1, 2016 and 2017.