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Monster Beverage Corp — Director's Dealing 2016
Sep 6, 2016
29955_dirs_2016-09-06_311ff9a4-226b-4e57-9d55-ed7472531592.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2016-09-01
Reporting Person: HALL MARK J (Director, Chief Marketing Officer - MEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Common Stock | M | 5000 | — | Acquired | 268936 | Direct |
| 2016-09-01 | Common Stock | G | 5000 | — | Disposed | 263936 | Direct |
| 2016-09-01 | Common Stock | G | 5000 | — | Acquired | 10000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-01 | Restricted Stock Units | $ | M | 5000 | Disposed | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock () | 80000 | Direct |
| Employee Stock Option (right to buy) | $26.26 | 2020-12-01 | Common Stock () | 40000 | Direct |
| Employee Stock Option (right to buy) | $47.13 | 2023-03-14 | Common Stock () | 90000 | Direct |
| Employee Stock Option (right to buy) | $70.06 | 2024-03-14 | Common Stock () | 30000 | Direct |
| Employee Stock Option (right to buy) | $135.48 | 2025-03-13 | Common Stock () | 100000 | Direct |
| Employee Stock Option (right to buy) | $131.96 | 2026-03-14 | Common Stock () | 30000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. Accordingly, these restricted stock units were settled in shares of common stock.
F2: Represents the transfer of shares from the reporting person to a family trust, the beneficiaries of which are the reporting person and his spouse.
F3: The reporting person serves as co-trustee of the MJCF Hall Family Trust.
F4: The options are currently vested.
F5: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F6: The options are currently vested with respect to 35,000 shares. The remaining options vest in two installments as follows: 25,000 shares on March 14, 2017; 30,000 shares on March 14, 2018.
F7: The options are currently vested with respect to 7,500 shares. The remaining options vest in three installments as follows: 6,000 shares on March 14, 2017; 7,500 shares on March 14, 2018; 9,000 shares on March 14, 2019. The options will become exercisable on the one year anniversary from the date on which they vested.
F8: The options are currently vested with respect to 20,000 shares. The remaining options vest in four equal installments on March 13, 2017, 2018, 2019 and 2020.
F9: The options vest in three equal installments on March 14, 2017, 2018 and 2019.
F10: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F11: The restricted stock units are currently vested.
F12: Not applicable.