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Monster Beverage Corp Director's Dealing 2016

Oct 14, 2016

29955_dirs_2016-10-14_c2713a14-c999-4883-b779-fb831b38073f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2016-09-06

Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-13 Common Stock G 374865 Disposed 1046772 Direct
2016-09-06 Common Stock G 9574 Disposed 480318 Indirect
2016-10-13 Common Stock G 749730 Acquired 749730 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-04 Employee Stock Option (right to buy) $15.86 G 62076 Disposed 2018-06-02 Common Stock (62076) Direct
2016-10-04 Employee Stock Option (right to buy) $17.82 G 94390 Disposed 2019-12-01 Common Stock (94390) Direct
2016-10-04 Employee Stock Option (right to buy) $53.96 G 136294 Disposed 2023-06-03 Common Stock (136294) Direct
2016-10-04 Employee Stock Option (right to buy) $70.06 G 140000 Disposed 2024-03-14 Common Stock (140000) Direct
2016-10-04 Employee Stock Option (right to buy) $135.48 G 26400 Disposed 2025-03-13 Common Stock (26400) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1881856 Indirect
Common Stock 9795648 Indirect
Common Stock 34924 Indirect
Common Stock 71428 Indirect
Common Stock 107900 Indirect
Common Stock 40072 Indirect
Common Stock 189528 Indirect
Common Stock 151148 Indirect
Common Stock 83306 Indirect
Common Stock 168414 Indirect
Common Stock 133004 Indirect
Common Stock 308626 Indirect
Common Stock 2944 Indirect
Common Stock 30068 Indirect
Common Stock 35162 Indirect
Common Stock 1612 Indirect
Common Stock 26866 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $15.86 2018-06-02 Common Stock (62076) 62076 Indirect
Employee Stock Option (right to buy) $17.82 2019-12-01 Common Stock (94390) 94390 Indirect
Employee Stock Option (right to buy) $53.96 2023-06-03 Common Stock (136294) 136294 Indirect
Employee Stock Option (right to buy) $53.96 2023-06-03 Common Stock () 70000 Indirect
Employee Stock Option (right to buy) $70.06 2024-03-14 Common Stock (140000) 140000 Indirect
Employee Stock Option (right to buy) $135.48 2025-03-13 Common Stock (26400) 26400 Indirect
Employee Stock Option (right to buy) $131.96 2026-03-24 Common Stock () 105000 Direct
Restricted Stock Units $ Common Stock () 25400 Direct
Restricted Stock Units $ Common Stock () 39000 Direct

Footnotes

F1: Reflects the assignment of shares from the reporting person to Hilrod Holdings XVI, L.P., of which the reporting person is one of the general partners. The shares assigned to Hilrod Holdings XVI, L.P. are indirectly beneficially owned by the reporting person.

F2: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., and Hilrod Holdings XVI, L.P. The reporting person is the trustee of RCS 2008 GRAT #2, RCS Direct 2010 GRAT, RCS Direct 2010 GRAT #2 and RCS Direct 2011 GRAT.

F3: Reflects the assignment of shares from Hilrod Holdings XIII, L.P. to a grantor retained annuity trust of which the reporting person is not the beneficial owner.

F4: Reflects the assignment of shares from the reporting person and Rodney Sacks to Hilrod Holdings XVI, L.P., of which the reporting person is one of the general partners. The shares assigned to Hilrod Holdings XVI, L.P. are indirectly beneficially owned by the reporting person.

F5: Reflects the assignment of options from the reporting person to Hilrod Holdings XVI, L.P., of which the reporting person is one of the general partners. The options assigned to Hilrod Holdings XVI, L.P. are indirectly beneficially owned by the reporting person.

F6: The options are currently vested.

F7: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.

F8: The options are currently vested with respect to 140,000 shares. The remaining options vest on March 14, 2017.

F9: The options are currently vested with respect to 26,400 shares. The remaining options vest in two equal installments on March 14, 2017 and 2018.

F10: The options vest in three equal installments on March 14, 2017, 2018 and 2019.

F11: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.

F12: The remaining restricted stock units vest in two equal installments on March 13, 2017 and 2018.

F13: Not applicable.

F14: The restricted stock units vest in three equal installments on March 14, 2017, 2018 and 2019.